Regulation D
- A rule from the Securities and Exchange Commission that manages the restricted offering and selling of securities that are not registered, such as through a private offering
- The young startup had to strictly adhere to Regulation D when conducting their private securities offering.
- The broker was careful not to violate the terms of Regulation D when selling the unregistered securities.
- In order to avoid unnecessary legal issues, the company ensured that their private security sale was in compliance with Regulation D.
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