Rule 10b-5

Definition of "Rule 10b-5"
  1. A regulation enacted by the Securities and Exchange Commission under the Securities Exchange Act, which broadly prohibits fraudulent behaviors, dishonest practices, false statements, and manipulative techniques in securities transactions
How to use "Rule 10b-5" in a sentence
  1. The company faced severe penalties for violating Rule 10b-5 through false representations in their annual report.
  2. The alleged malpractice that led to shareholder losses potentially contravenes Rule 10b-5 requirements on securities dealing.
  3. Inaccurate projections on their future performance were issued by the corporation, a possible infraction of Rule 10b-5.

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